Studying Urbanism in First Millennium BC (Iron Age) Germany

by  Sebastian Becker (Sebastian.Becker@oeaw.ac.at)

7-8 November 2016, McDonald Institute for Archaeological Research, University of Cambridge

For two days in November, the Department of Archaeology, University of Cambridge, once again became a hub for Iron Age scholars from across Europe. The occasion was a workshop on pre-Roman urbanism in Germany, forming part of a recent series of Iron Age conferences, organised by Simon Stoddart (University of Cambridge). It was facilitated through the financial support of both the German Academic Exchange Service (DAAD) and the McDonald Institute for Archaeological Research.

The workshop brought together 15 scholars, mostly from Germany, some from the UK and Eastern Europe, to discuss one of the most topical issues in European Iron Age archaeology: the origins and nature of pre-Roman urbanism in Southern Germany. That region is particularly significant in Iron Age studies, for its archaeological record provides unique insights into the development of urbanism north of the Alps. At the same time, summary papers from Eastern Europe and Britain made it possible to develop a contextual perspective, setting the archaeology of Southern Germany in its European context.

Studying Urbanism in First Millennium BC Germany followed a thematic structure. There were four sessions, each dealing with a particular aspect of Iron Age urbanism, spread over two days. One of the principal strength of the workshop was the generous amount of time allocated to discussion. Thus each paper was followed by a 15 minute slot devoted to Q&As, and the workshop as whole was concluded by an approximately 90 minute discussion, addressing some of the main issues raised over the course its two days.

Following a brief introduction by Simon Stoddart, the first session, Regional Differences, provided a comparative perspective on some of the earliest and later manifestations of Iron Age urbanism in Southern Germany.  Two different chronological horizons were of particular relevance. 

In his paper “Early Iron Age Fürstensitze: Some Thoughts on a Not-So-Uniform Phenomenon” Axel G. Posluschny (Glauberg, Research Centre) focused on the Fürstensitz (princely site) phenomenon, a characteristic of the (later) Early Iron Age. His comprehensive analysis of so-called princely sites suggests that archaeology has yet a long way to go to understand truly their original significance.  That is particularly obvious from a landscape approach. Using various analytical tools, such as viewshed analyses, Posluschny was able to show that many classic Fürstensitze, such as the Heuneburg or the Glauberg, may have had a central meaning but not necessarily a central function. While the visibility of these sites was not as high as one might typically expect of an urban site, they were clearly important places as suggested by their specialised architecture and evidence of interregional contacts. Posluschny’s paper offers a cautionary tale that Fürstensitze are indeed a complex social phenomenon that does not easily fit any a priori categories. In the light of such stimulating new research, a checklist approach based on Wolfgang Kimmig’s original definition of Fürstensitze is clearly unsatisfactory, both methodologically and interpretively. 

The definitional complexity surrounding Iron Age urbanism also stood out in Caroline von Nicolai’s (Ludwig-Maximilian University of Munich) paper “Urbanism of the Oppida”, focusing on the Late Iron Age. Oppida, that is, settlements with seemingly urban characteristics, were the key theme of her presentation. She began by reviewing a number of theoretical approaches to defining urbanism, highlighting the difficulties of finding a comprehensive, universally applicable definition. That problem is particularly acute in the context of oppida sites from Bavaria. Thus only the site of Manching seems to evince all characteristics of a truly urban site, while others, such as Kelheim, may feature a more selective range. In fact, von Nicolai’s discussion showed that there is a significant degree of variability between all these sites, and that, just like the in case of the earlier Fürstensitze, it is very difficult to find a common denominator. Again the complexity of the evidence stood out as a central theme.

The first session was concluded by an elegant attempt to interpret some of the potential causes underlying this complexity. In his paper “Ritual, Society and Settlement Structure: Driving forces of urbanisation during the 2nd and 1st century BC” Gerd Stegmaier (Eberhard Karls University, Tübingen) highlighted the essential differences and complementary functions of two types of site. Viereckschanzen, square or rectilinear enclosures, probably functioned as fortified farmsteads where local Late Iron Age elites resided. In that way, the significance of such sites may have been one of separation, dividing the landscape into different territories. By contrast, oppida may have assumed a more integrative role, as supra-regional and multi-functional centres that were bound up in a web of local and long-stance connections. Thus, Stegmaier’s paper illustrated the potential role of contrasting socio-political and economic factors in causing some of the variability encountered in the archaeological record.

Key-extra-urban resources, the second session, took up where the previous one left off. Thus Günther Wieland’s (State Office for the Preservation of Historical Monuments, Baden-Wuerttemberg) paper “The rural contribution to urbanism during the 2nd and 1st century BC: Rural settlement and Viereckschanzen” took an in-depth look at the significance of Viereckschanzen, focusing, in particular, on their socio-economic functions within a wider landscape. Again the relationship between these rural settlements and oppida emerged as an important theme. Drawing on the results of ongoing research, Wieland showed that Viereckschanzen may have been multifunctional sites, assuming the role of a fortified enclosure, a central place and that of a settlement. In the light of that, should Viereckschanzen be understood as small-scale versions of oppida? And how to interpret cases in which several such sites appear in direct vicinity to another? These are questions for which there are currently no answers, but Wieland’s work is getting a step closer to finding them.

The relationship between centralised/urban sites and their hinterland was also a key issue in Ines Balzer’s (German Archaeological Institute, Rome) talk “Burial Mounds and Settlements: The funerary contribution to urbanism”. She discussed it through an analysis of the connections that may have existed between burial mounds and settlements. For Southern Germany, she identified four main types, spanning the phases Ha C to Lt A/B. Certain types of objects, such as Mediterranean imports, were occasionally associated with both tumuli and settlements; in some cases, there was a visual relationship between hilltop settlements and burial mounds; some Early Iron Age tumuli occasionally became part of early La Tène settlements; finally, as a sort of variation of the previous pattern, fences and enclosures were sometimes used to integrate burial mounds within a wider settlement area. Balzer’s paper stands out as a lucid attempt to interpret two fundamental categories of archaeological evidence holistically, rather than treating them separately as is it is so often done in the archaeological literature. 

A lively and engaging discussion ended the first day of the workshop. It was agreed that the relationship between central/urban sites and their hinterland needs further research, particularly in terms of landscape surveys and more fieldwork. The importance of that is quite obvious. If certain sites are said to be central or, indeed, urban, then that interpretation will be only accurate to the extent that the whole spectrum of settlement variability for any one region is known. The new work on Viereckschanzen, as discussed by Wieland, demonstrates this quite well. Are these multifunctional sites on par with central/urban settlements? And what was their significance in the late Iron Age settlement system? Again more research in the field is needed to get to terms with such questions. Finally, Colin Haselgrove raised a critique that in some ways is specific to Iron Age archaeology, but in others may apply to prehistoric archaeology in general. Are our attempts to identify evidence for Iron Age urbanism not always predisposed to finding a particular type of society, implicitly modelled around the notion of a medieval feudal system? It is important to be aware of such biases, lest archaeological interpretation becomes a rather tautological exercise.

The second day of the workshop began with two papers, highlighting particular themes in the interpretation of Iron Age urban sites.

That computing technologies and statistical modelling have a role to play in Iron Age archaeology was demonstrated by Oliver Nakoinz’s (Christian-Albrechts University, Kiel) paper “Quantifying Iron Age urbanism (density and distance)”.  He introduced an interaction model according to which a city is an agglomeration of people able to adapt to changing conditions. Following that scheme, the Heuneburg, for instance, was not a city. While it certainly housed an agglomeration of people, it seems to have lacked the adaptive capacities that qualify that type of site. That is suggested by the distinctive hiatus of settlement activity, following a period of climate change during phases Ha D1 to Ha D2. It was at this time that settlement took place at other areas in the region, adding yet another layer of complexity to the relationship between central/urban sites and their hinterland. 

In her comprehensive paper “Not built in a day: The quality of Iron Age Urbanism by comparison with Athens and Rome” Katja Winger (Freie Universität Berlin) provided a comparative perspective on processes of urbanisation in Central Europe and the Mediterranean. That comparison was particularly pertinent as evidence from this latter region usually informed interpretations of Iron Age urbanism further west. Winger showed that while there do appear to be certain similarities between sites from both regions, there is also a crucial difference. On the whole, centralised sites in Southern Germany existed for much briefer periods than those in the Mediterranean. Whether that situation is due to a lack of sufficient research in the Mediterranean or indeed indicative of a genuine process, remains an open question. What Winger’s paper showed, however, is that our understanding of Iron Age urbanism in any one region may greatly benefit from a geographically large-scale, comparative point of view.

The last session of the workshop demonstrated that Iron Age urbanism is also on the agenda of the next generation of archaeologists. Three young scholars gave short papers on their stimulating research within this field, offering perspectives from Eastern Europe and Britain. It is also worth mentioning that two of them hold a PhD in archaeology from Cambridge, and the third is currently working towards one. Again the role of Cambridge as a new hub for innovative Iron Age studies is particularly noticeable her, and much of it is thanks to the continued effort of Simon Stoddart.

Cătălin Popa (Leiden University) showed that human responses to the natural environment can play a fundamental role in shaping the nature of urban processes. In focusing on the area of the Lower Danube and Eastern Carpathian Basin, he suggested that two settlement types may have been in place. One was associated with the mountainous topography of the Eastern Carpathians and characterised by highly defended sites, such as Sarmizegetusa. That pattern contrasts with sites outside the Carpathian Basin which were always situated on the bank of major rivers, but do not seem to have featured the same scale of defensive installations. The significance of these sites seems to have hinged on their interregional connectivity, as suggested by the large quantities of Roman and Greek ceramics found among their remains. Popa’s notion of two distinct urban models, one Carpathian, the other extra-Carpathian, has important interpretive implications, for it places variability in the archaeological record in relation to human decisions within a wider social and natural landscape.

Shifting the geographical focus further south, Bela Dimova (Sofia) reviewed evidence for urbanism in Iron Age Thrace. Her holistic and critical reassessment of the material was particularly relevant, for Iron Age Thrace was often seen as but a colonial extension of Greece. Instead, Dimova’s paper suggested a complex process of entanglement. Thus Thracian sites certainly show connections with centres in Greece in terms of their material culture and certain aspects of their layout and architecture, but not each site features the full suite of all possible connections. There appears to have been an element of cultural selectivity. Another crucial observation is that Thracian sites existed over a much shorter sequence than comparable centres in Greece, recalling elements of Katja Winger’s paper.

The notion that the adoption of urbanism depends on systems of cultural beliefs as much as it does on infrastructural hardware, was addressed in Ethan Aines (University of Cambridge) paper on the Iron Age of eastern England. He suggested that pre-Roman Iron Age communities probably understood urbanism as a kind of cultural ideal, but not necessarily as an essential requirement, to be adopted in all its facets. That may be reflected in the adoption of new ways of dressing, dining, and drinking, and may not always have an archaeological fallout in terms of typical urban sites. In that sense, archaeologists may need to broaden their understanding of urbanism, for it may be more about ways of living and thinking than establishing certain kinds of sites.

A workshop of this intellectual calibre would have not been complete without a summary discussion by some leading scholars in the field. The last session invited five well-known Iron Age archaeologists to reflect on what was said over the course of the two days. Some very interesting perspectives emerged.

Emmanuel Fernandez-Götz’ (University of Edinburgh) discussion emphasised the importance of recognising the intrinsic diversity of Iron urbanism in the archaeological record. A means of investigating its material correlates may be the concept of low-density urbanism, originally developed by Roland Fletcher in a New World context. In addition, archaeologists may be advised to reflect on the significance of empty spaces, for they may have assumed an important role in the transmission of power and the control of resources.

That our reconstructions of urban processes are based on just a small set of data came out in Colin Haselgrove’s (University of Leicester) reflections that incompleteness may have serious implications for archaeological interpretations. More surveys and excavations are needed to mitigate against that bias.

Anthony Snodgrass (University of Cambridge) returned to an issue that had emerged throughout the workshop: urbanism may be as much about cultural ideas, as it is about certain infrastructural developments. From that perspective, Southern Germany may have been area where the notion of urbanism never really gained the same ideological currency as in the Mediterranean. Communities adopted it, but they did so selectively.

Penultimately, Simon Stoddart (University of Cambridge) provided a ‘Southern Perspective’ on two key issues raised during the workshop. The temporality of urban settlements in Southern Germany is overall quite different from that further south, in areas such as Etruria. The comparably short-lived nature of urban sites north of the Alps still requires further explanation. At the same time, the social organisation underlying the adoption and development of urbanism in that area is still rather opaque. Do we need to think more about concepts such as heterarchy to make sense of urbanism? What was the role of different social formations, such as descent groups, in the course of Iron Age urbanism? Again, a comparative approach, highlighting the differences and similarities between urban sites in the Mediterranean and those further north, may be a way of addressing these questions.

Finally, Peter Wells, in anticipation of his updated delivery of his Prehistoric Society Europa lecture earlier in the year, and which he also gave to a Cambridge audience the following day, outlined how much ideas of the Iron Age have advanced over the last few decades.

In conclusion, from my perspective, Studying Urbanism in First Millennium BC Germany was a thorough success. I cannot recall having been at many workshops with the same level of intellectual endeavour and reflectivity. That could not have happened without the contribution of a number of very passionate scholars. The format of the workshop allowed for stimulating discussions which really brought out the importance of studying early forms of urban life. But, on a personal level, the best measure for the success of the workshop is that it left me thinking. As I was heading back to London, I felt strangely aware of how pervasive urbanism is in our daily lives. Can archaeology help us understand that influence? Having attended this workshop, I believe it can.

Acknowledgements

The organisers (Ethan Aines and Simon Stoddart) are grateful to the DAAD Cambridge hub which supported the workshop, with the additional support of the McDonald Institute which provided the dinner in Magdalene College. It is planned to publish versions of the delivered papers online and open access, as part of the ongoing expansion of the McDonald Institute publications programme.

More details of the Cambridge DAAD hub can be found here: 
http://www.cam.ac.uk/daad/workshops/studying-urbanism-in-first-millennium-bc-iron-age-germany

Conference Participants outside the McDonald Institute in Cambridge (Photo © Simon Stoddart)

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